Jump to menu. Jump to content. Jump to search.

Go to the CCE home page.

Financial Planning for Life

by Mark Fischer
Follow Us: Join LearningLife on Facebook.  Join CCE on LinkedIn. 

June 2010 Archives

College, technical or professional training are tools you may use to launch your children or grandchildren into a future life of independence. After all, in a knowledge-based economy like ours, what your children know and can contribute can be of substantial value to different employers and therefore generate higher pay for them.

There are three ways to pay for the training - beforehand, during and afterwards.

1. Beforehand means putting money aside from income or assets into an account that will be available to pay tuition, books, room and board, and other expenses when the time comes to pay the bills. This approach has time working for you; the money you have contributed into your account may earn interest and dividends and even grow.

2. During means using your income to pay the bills directly while your (grand)children are in school. This approach can work great, but with current high educational expenses you need to have substantial discretionary income to find enough money.

3. After means taking out loans and paying them off over time. This is the most expensive approach, because you have to pay interest on the money owed.

Of course, you can use any combination of these approaches.

If you want to invest the money beforehand, there are a variety of approaches you can use including trusts, Coverdell plans, Uniform Gifts or Transfers to Minors, and 529 plans. 529 plans can be a particularly effective tax-advantaged approach. Investments in 529 plans grow tax-deferred. If used for full-time expenses at approved schools, the investment gains are never taxed. Be careful though, because if 529 money is not used for this purpose, gains are taxed and penalty fees are assessed.

529 plans have become popular also because of their flexibility and control. Each plan has a single owner and beneficiary. The owner has complete control over when money is to be distributed and to where. The owner can change the beneficiary to a close relative of the beneficiary, even him/herself, if needed.

Each state has its own 529 plan with its own investment manager, but you can use any state's 529 plan for approved schools anywhere in the country. A few states encourage their lower-earning residents to contribute to 529 plans by adding state money.

Contributions to 529 plans are limited now to $12,000 per owner per beneficiary each year, and you can contribute up to 4 years ahead. Thus, in the first year 2 parents can set aside up to 5 years X $12,000 per year X 2 parents or $120,000 per child.

The term 529 refers to the section of the tax code that regulates this area. Tax laws are technical and complicated. Consult your tax or legal professionals regarding your specific needs and objectives.

When you die, your will (or trust or the state's will) will spell out what you want to happen to your investments and personal property. Would you like to share anything more than that with your family?

What ideas or information or values or personal history has been important for you? What are your stories? What do you want to be remembered for, besides your money?

Do you have instructions, thoughts, feelings for your spouse/partner or other family members?

What are you grateful for? If you could do it over again, what would you do differently?

Is there anything really, really important to share with children or grandchildren, even the ones that are too young to understand now or may not even be alive yet? What do you want them to remember or to do?

What insights or special wisdom do you have? Are there blessings that you have for them? Are there things unsaid that are worth saying now?

The document you write that answers these questions is called an ethical will. It is a gift to those you love whenever they read it.

There are considerable advantages for you, too. It gives you an opportunity to be thoughtful and reflective and possibly provide spiritual meaning for yourself. What you learn can be useful to you in future ventures. In some senses it can provide immortality. Your legacy will live on if you leave behind people who understand what you stood for and will carry on what you believed in.

You do not have to be a professional writer to produce one - just talk from your heart. There is no required format for an ethical will - it is not a legal document. It can be as long or short as you like. In fact, this flexibility is one of its greatest strengths. It does not have to start out as the definitive story of your life - whatever you do has value. Your ethical will can evolve over a period of time.

A written (or electronic) document can be so much more effective than a conversation - it has legs. You can say what you want just the way you want to. If properly preserved, it can be around and of value for decades.

If writing an ethical will sounds daunting to you, there are books on this topic, such as Ethical Wills by Barry Baines, (Perseus Publishing, 2002) that contain concrete examples written by people from their twenties to eighties. It offers helpful hints for getting started.

You can write your ethical will now or later. Of course, it is possible to wait too long. At some point you might no longer be able to write one. That would be a huge loss for you and for your family and friends.