Recently in Urban Systems Category


Just as we have cut the earth into a grid of latitude and longitude (and knowing that each "block" of 1 degree latitude by 1 degree longitude gets smaller and smaller as we approach the poles), we similarly cut our cities and rural areas into a finer mesh from that same grid. Much of this arises from the various large scale ordinance surveys that took places in the Americas, Australia, and India. There are of course grids dating much earlier, to Miletus and Mohenjo Daro among many others. Not all grids are aligned with longitude and latitude, sometimes they align with local landscape features, but most of the modern ones are. (Where grids of different alignments come together, interesting spaces are created). Not all grids are squares, most are more like rectangles.

So why should we have 90-degree rectilinear grids?

The arguments in favor are that it:

  1. simplifies construction and makes it easier to maximize the use of space in buildings,
  2. simplifies real estate by making the life of the surveyor easier,
  3. simplifies intersection management by reducing conflicts compared to a 6-way intersection,
  4. is embedded in existing property rights and so impossible to change.

We in the modern world need not be bound to the primitive tools of the early surveyor, the primitive signal timings of the 1920s traffic engineer, or the primitive construction techniques of early carpenters. And while for existing development we might be locked into existing property rights, for new developments that doesn't follow.

The arguments against the rectilinear include that it:

  1. is among the least efficient way to connect places from a transportation perspective,
  2. reduces opportunities for interesting architecture,
  3. wastes developable space by overbuilding roads.


There are many designs for non-rectilinear street networks. Ben-Joseph and Gordon (2000) (Hexagonal Planning in Theory and Practice (Journal of Urban Design 5(3) pp.237-265)) summarize a number of the 19th and 20th century designs. Most are simple aesthetic choices, as in Canberra, the planned capital city of Australia, and don't seem to relate to deeper urban organizational issues.

Muller

Rudolf Müller proposed The City of the Future: Hexagonal Building Concept for a New Division. Müller's plan offsets the 60-degree streets so that they come together in 4-way rather than 6-way intersections (though they are still at 60-degrees and not bent to make 90-degree intersections). This ensures that the cells in the plan are not bisected by roads, and that they are instead hexagonal blocks. This plan loses a lot of areas to ornamental parks in the middle of streets.

The circuity increase associated with a 90-degree rather than 60-degree network is obvious. Circuity (the ratio of Euclidean to Network distance) would be minimized if roads were at 0-degree angles. The downside is that this Euclidean network where everyone traveled in a straight-line would literally "pave the earth". Leaving aside the downsides for the environment of being so-paved, the more critical trade-off from a transportation perspective is construction costs. More roads are more expensive. So a network design trades-off travel costs accruing over time with the up-front construction and long-term maintenance costs. The optimal network design depends on the land use pattern it aims to serve. (And the land use pattern depends on the network design.) The City of Alonso or Von Thünen, with all jobs downtown merely requires a simple radial network to connect it. A polycentric or fully dispersed (homogeneous) city with everything spread uniformly across space begs for more cross-connections.


Charles Lamb's City Plan has the streets hexsect the hexagonal cells. In this case, the blocks are really triangles.


There is a large literature on the network design problem. One useful paper: Pierre Melut and Patrick O'Sullivan (1974) A Comparison of Simple Lattice Transport Networks for a Uniform Plain, Geographical Analysis 6(2) pp. 163–173, says:

The objective is to compare construction and transport costs for triangular [60-degree], orthogonal [90-degree], and hexagonal [120-degree] regular lattices as transport networks serving a uniform, unbounded plain. The lattices are standardized so that the average distance from the elementary area to the edge is the same for each. This standardization results in equal construction costs for the three networks; thus, the comparison can be made in terms of route factors [circuity], which favors the triangular lattice over the other two.


Lamb


Because the circuitous network is less efficient, more network pavement and track and vehicle mileage must be provided to enable the same amount of transportation. This wastes spaces that could be better allocated to non-transportation purposes.

The lattice itself comprises a single level in a hierarchical system. Selected links in a lattice can be reinforced to make them faster, attracting traffic. This process of reinforcement is natural with investment rules that favor more heavily trafficked routes and explains the hierarchy of roads. If it is based on simple reinforcement of existing links rather than creation of new links, that hierarchy will not affect the topology of the network.

Ask MetaFilter has an interesting thread on Comparing perimeters of arrays of hexagons vs. squares - geometry tiling resolved . A key point is that arranging hexagons into a square-like shape has a higher perimeter than arranging squares into a square-like shape.

 __    __    __    __    __
/  \__/  \__/  \__/  \__/  \
\__/  \__/  \__/  \__/  \__/
/  \__/  \__/  \__/  \__/  \
\__/  \__/  \__/  \__/  \__/
/  \__/  \__/  \__/  \__/  \
\__/  \__/  \__/  \__/  \__/
/  \__/  \__/  \__/  \__/  \
\__/  \__/  \__/  \__/  \__/
/  \__/  \__/  \__/  \__/  \
\__/  \__/  \__/  \__/  \__/
  Diagram 1. Sample hex map

Jellicle wrote:

I think your problem is this - to minimize the perimeter of n hexagons, when you add each new hexagon to the previously-existing group, you have to add it in such a way that touches the most neighbors possible. You would never add a hexagon that touches only on one face if you could add it somewhere else where it touches two faces or three faces, right? If you look at diagram 1 here (which is hexes in a grid shape), you see several hexes at the four corners which touch only on two faces, while there are areas on the outer surface at the top and bottom where those hexes could be placed where they would touch on three faces instead of two. So simply moving those four corner hexes would reduce the perimeter without changing the surface area.

Yet we know the hexagon is efficient, it replicates the closest packing of circles. (Take a penny, surround it with pennies so that they are all tangent. The central penny touches six others.) Thus following the closest-packing argument, the hexagon as geometrical shape is not sufficient for efficiency, we must also arrange those shapes into an efficient pattern, in this case, something more like the Glinski Chess Board:


Glinski

Much of the inspiration for thinking about hex-maps comes from the gaming community, where such maps have been used since the 1961, when a Hex map was used for the Avalon Hill game Gettysburg. It has since become a standard that is widely used to represent directions of movement in games.

So, although we talk about "grids" as being necessary for connectivity, we can get even more connectivity if we think about a variety of different geometries. It would be a shame if we got locked into grid geometries for new developments when there are so many alternatives to be had.

Congratulations to soon to be Dr. Carlos Carrion (shown in the center of the picture, between alums Nebiyou Tilahun and Pavithra Parthasarthi), who recently defended his Ph.D. Thesis "Travel Time Perception Errors: Causes and Consequences" (a draft of which is linked). He is working as a post-doctoral researcher at MIT/SMART in Singapore.


1600T

Travel Time Perception Errors: Causes and Consequences

Abstract:

This research investigates the causes, and consequences behind travel time perception. Travel times are experienced. Thus, travelers estimate the travel time through their own perception. This is the underlying reason behind the mismatch between travel times as reported by a traveler (subjective travel time distribution) and travel times as measured from a device (e.g. loop detector or GPS navigation device; objective travel time distribution) in collected data. It is reasonable that the relationship between subjective travel times and objective travel times may be expressed mathematically as: Ts = To + ξ. Ts is a random variable associated with the probability density given by the subjective travel time distribution. To is a random variable associated with the probability density given by the objective travel time distribution. The variable ξ is the random perception error also associated with its own probability density. Thus, it is clear that travelers may overestimate or underestimate the measured travel times, and this is likely to influence their decisions unless E(ξ) = 0, and Var(ξ) ≈ 0. In other words, travelers are “optimizing” (i.e. executing decisions) according to their own divergent views of the objective travel time distribution.

This dissertation contributes novel results to the following areas of transportation research: travel time perception; valuation of travel time; and route choice modeling. This study presents a systematic identification of factors that lead to perception errors of travel time. In addition, the factors are related to similar factors on time perception research in psychology. These factors are included in econometric models to study their influence on travel time perception, and also identify which of these factors lead to overestimation or underestimation of travel times. These econometric models are estimated on data collected from commuters recruited from a previous research study in the Minneapolis-St. Paul region (Carrion and Levinson, 2012a, Zhu, 2010). The data (surveys, and Global Positioning System [GPS] points) consists of work trips (from home to work, and from work to home) of subjects. For these work trips, the subjects’ self-reported travel times, and the subjects’ travel times measured by GPS devices were collected. Furthermore, this dissertation provides the first empirical results that highlight the influence of perception errors in the valuation of travel time, and in the dynamic behavior of travelers’ route choices. Last but not least important, this dissertation presents the most comprehensive literature review of the value of travel time reliability written to date.

I get quoted in Global Construction Review: $40bn “fix it first” plan headlines Obama’s infrastructure push

In his State of the Union address last month, US President Barack Obama proposed investing $50bn, starting right away, on the country’s transportation infrastructure.

Of that, $40bn would go toward the upgrades most urgently needed on highways, bridges, transit systems, and airports in what the White House has dubbed a “fix-it-first” policy.

“The national transportation system faces an immense backlog of state-of-good-repair projects, a reality underscored by the fact that there are nearly 70,000 structurally deficient bridges in the country today,” the White House said in a statement.
Mr Obama’s plan, which would need congressional approval, also proposes attracting private investment by pairing federal, state, and local governments with private capital, in what’s being called the “Rebuild America Partnership”.

And a third plank in the President’s infrastructure push is cutting red tape. Through a “historic modernisation of agency permitting and review regulations, procedures, and policies”, the President hopes to cut in half the duration of typical infrastructure projects.
The “fix-it-first” element of the plan received a muted welcome from Professor David M Levinson, an expert on the economics of infrastructure at the University of Minnesota.

“The priority should clearly be on repair because most of the system is built out, and we’ve had nationally declining travel over the last 10 years, so there’s not a major need for expansion nationally,” he told GCR.

The American Society of Civil Engineers (ASCE) has warned of an investment gap of $846bn in surface transportation
“The general problem is that the median age of an interstate highway link in the US is almost 50 years old now, and the expected lifespan of such links was in the order of 50 years.

“Generally most of the infrastructure that has got to be there 10 years from now is there now, and if we want it to be there ten years from now we need to fix it.”

The American Society of Civil Engineers (ASCE) has warned of an infrastructure investment gap, between now and 2020, of $846bn in surface transportation. If not addressed, says the ASCE, this shortfall will hurt the US economy.

Is $40bn enough?

“No,” Prof Levinson said. “No one really knows what’s enough. It’s about the equivalent of one year’s federal spending on roads. So it would be like adding an extra year to the decade, or 10% more over 10 years. It’s not trivial. It’s not going to solve the problem, either, but it’s a real amount of money.”

He also questioned the wisdom of infrastructure investment driven by the federal government.
“The states should be addressing this,” he said. “They can prioritise things locally, they know where the issues are, and they’re the beneficiaries.

“They know how much they need to spend locally to satisfy the local risk-reward, benefit-cost ratio. The federal government allocates things by formula and that means there’s a major inefficiency there.”

A new petition at WhiteHouse.gov asks to Eliminate the bi-annual time change caused by Daylight Savings Time :

"Daylight Savings Time is an archaic practice in our modern society.

The original reasons for the policies are no longer applicable, and the most cited reason for keeping DST (energy savings) has never been shown to be true.

Some industries still like DST (like sporting equipment retailers), but there are many more who dislike the changed hours (like television).

The real issue, however is not the later hours or extra sunlight. Studies have shown that changing the clocks is responsible for health problems (including increased heart attack and vehicular accident risks) and leads to hundreds of thousands of hours of lost productivity in workplaces across the country. Also: It's really annoying.

We should either eliminate DST or make it the year-round standard time for the whole country."


While our results on the traffic safety consequences are mixed (DST reduces crash rates but increases traffic) it nets that DST enhances safety. Still, I tend to agree with the petition, we could achieve the benefits by having a fixed adjustment year round. And if people want to switch behaviors relative to the clock, good for them. Me, I would eliminate timezones too, and have one global time, so I wouldn't have to go to work until 14:00 GMT and could sleep in every day.


Reference:

Huang, Arthur and David Levinson (2010) The Effects of Daylight Saving Time on Vehicle Crashes in Minnesota Journal of Safety Research 41 513-520.

Now at streets.mn: Just-in-time consumption: Does the `pint of milk test’ hold water?:

"As with stores, houses too are getting larger over the long run. New suburban homes have more space to store goods in-house. While urban residents export storage to common stores, suburban residents more likely to have second freezers, have more space to store stuff."

This is an update from a post first published in 2007.

Walkable Ice

In the absence of significant global warming, Minnesotans still need to contend with ice on the sidewalks (to be clear, in the presence of significant global warming, we would have other problems; and in the presence of significant global cooling, we would face snow and glaciers rather than freezing rain and ice).

My own house suffers this problem, despite (or because of) snow clearance, ice re-forms on the sidewalks and steps, or freezing rain falls on the cleared sidewalks, making them slick, rather than on snow-covered sidewalks, making them crunchy. Further, water drips from the house and gutters because of ice dams, and then freezes on the ground.

My alma mater, Georgia Tech, while not typically subject to much snow or ice, has many sidewalks just above steam-heat pipes, which would clear those sidewalks pretty readily in most conditions. The University of Minnesota does a pretty good job with snow clearance, all things considered, using a lot of labor and snow clearance machines in the process.

Ice clearance is hard in this freeze-melt cycle, especially when the water has no where to drain because (1) the sidewalks are convex (along either width or length), (2) the boulevards are covered in snow creating no place for run off to go and creating a source for new melted water, (3) the storm drains are covered in snow, and (4) the ground is still frozen and/or the soil above the freeze line is super-saturated.

I see a lot of attention to ice-free roads, and very little for ice-free sidewalks. This would greatly enhance walkability, reduce the likelihood of severe injury, and increase the number of pedestrians.

There are a variety of ways to address icy sidewalks:

  • Mechanical: clearing sidewalks with shovels and pick-axes and snow-bots.
  • Friction: Sand, Grit, Gravel make the ice more walkable (by increasing friction);
  • Chemical: Salt (reduces ice via melting);
  • Radiant: heated sidewalks (using a variety of techniques);
  • Protection: covered sidewalks; and

If we consider the cost of an icy sidewalk equal to the probability of a fall multiplied by the cost of a fall, multiplied by the number of people who face that probability per day, times the number of days the sidewalk is icy, we can get a sense of the amount we should invest to avoid the ice.

Let's say I fall once a year on the ice (typical), after traveling 2.6 km * 2 times a day * 10 ice days = 52 km. My fall rate: is 1 fall per 52 km of ice.

For a house with 10 m of frontage, with 100 pedestrians a day, it gets 1 km of pedestrian traffic per day. Once every 52 icy days, it will see someone fall.

The cost of a fall is unclear, since most falls are unreported. For reported falls which require medical care, the estimate is on the order of $10,000. Let's assume 10% of falls require medical attention, meaning the average cost per fall is $1,000.

This implies that every 52 icy days (once every 5.2 years if there are 10 icy days per year), each house with icy sidewalks imposes $1,000 in costs. In that case, if we want to minimize social costs, we should be willing to invest $19 day in effective ice clearance. This is about an hour of labor (or two hours of undergraduate labor) to operate simple machines plus some cheap (Friction or Chemical based) treatments). Unfortunately, I am unclear whether $19/day is effective.

We could add delay costs, due to people walking slower on ice, which I estimate to be about a 10% reduction in walking speed. With a travel speed typically of 1.44 m/s, we might decrease that to 1.3 m/s. So instead of the 100 pedestrians taking 7 seconds each to walk in front of the house, they are taking 7.7 seconds. That is 70 person-seconds per day, which has an economic value of (@ $15/hour) of $0.30 per day, two orders of magnitude lower than the fall costs, and so not really worth discussing further.

But can we prevent the ice from forming?

For $1000 every 5.2 years, we get $5000 for a 26 year expected life of a capital investment. If we can make a capital investment of less than $5000 to eliminate falls on our public sidewalk, it would be socially worthwhile.

The cost of heating sidewalks is about $20 per square foot (or about $215 per square meter). A 10 meter by 2 meter sidewalk is 20 meters square, giving us a cost of $4305.

We must consider operating costs, which are estimated at $.60/hour. If it is operating 240 hours per year (this is a guess, I don't know how long it needs to operate to keep the sidewalk ice free), this is $144 year. (You might run it to melt snow, but that has fewer benefits, just avoiding shoveling, not reduced falling in this simple model, so I don't consider that). $144 per year is $3744 over 26 years (no discounting), so is a large fraction of the capital costs.

Unfortunately, $4305+$3744 > $5000, so 100 pedestrians is not enough to justify heating. However 160 pedestrians would be a break-even point.


Covering the sidewalks (200m of roofing) could cost $80/square foot ($860/square meter). This lasts 15 years. For 20 square meters, this costs $17,200, well out of range for our residential sidewalk if the only objective is ice reduction, especially since it only lasts 15 years. It might have other benefits, such as reducing our exposure to nature and street-life though.

Policy recommendation: Use student labor to clear sidewalks with low pedestrian flows. Heat sidewalks which have high pedestrian flows. Cover sidewalks with very high pedestrian flows.

Yes, I did fall this year. This post was written between my vertical and horizontal positions, so I apologize in advance for its rushed nature.

To read the Texas Transportation Institute's Urban Mobility Report is to believe congestion has more than doubled since 1982 (really between 1982 and 2000). From one perspective, of course congestion must have risen, demand (Vehicle Miles Traveled, Population, etc.) increased significantly over this period while supply (Lane Miles of Road Capacity) did not increase at nearly the same rate.

But I was alive in 1982, I was in cars at that age (and driving myself the next year) (in Central Maryland). I remember congestion in the 1980s. To misquote Lloyd Bentsen, "Congestion was a friend of mine", and TTI seems to be saying to 1982 "You're no congestion". But congestion doesn't seem appreciably different from today. People complained about it then as much as now. Some bottlenecks have been fixed, new ones have emerged.

So I wonder whether congestion did, in fact, "double".

Some hypotheses:

1. Measurement issues. Continuous roadway travel time measurements were a lot scarcer in the 1980s than today. Freeways now have loop detectors on every segment, whereas there might have been a permanent recording station every 5 or 10 miles in the 1980s, so a lot more had to be estimated and approximated. There are still no good arterial measurements, the most recent Urban Mobility Report uses GPS data from Inrix, and this will clearly come to dominate congestion measures. Notably, including this measurement forced TTI to re-estimate downward their historical congestion measurements.

2. Definition: As noted by Joe Cortright's report Driven Apart, mobility is not accessibility. A city where I can reach everything in 10 minutes, but travel at 30 MPH (when freeflow is 60 MPH) is more congested than one where I can reach everything in 30 minutes, but can travel at freeflow conditions. The TTI in a sense penalizes efficient land uses.

3. Induced Demand: Highway expansion tends to get used up (this is not a bad thing of itself, just a thing), so much of road expansion gets eaten up in more traffic. Similarly highway reduction reduces travel. Duranton and Turner write "We conclude that an increased provision of roads or public transit is unlikely to relieve congestion."
This does not explain why congestion is under-estimated in the past though.

4. Congestion vs. Speed: Travel times on journey to work increased only marginally over this period. Average distances for trips rose faster than travel times, indicating average travel speeds increased. So even with increasing congestion, if travelers shifted to relatively faster (e.g. suburb to suburb freeways) from slower (e.g. suburb to city arterials), congestion can rise on each link, but travel speeds still increase. See The Rational Locator for an example of this.

5. Perspective: This previous point about perception can be refamed as one of perspective. There are differences between spatial averages (which TTI uses) and person-based averages (which individual observers perceive). So the person based average for any metropolitan resident may be the same, but the amount of space (network) covered by congestion may increase if the total amount of space which is developed increases. Similarly, if there is peak spreading, congestion occurs over a longer duration.

However, TTI is not simply saying that the amount of area that is congested increased, they are claiming, for Washington DC the delay per person increased from 20 hours per year in 1982 to 74 hours in 2010.

Ngramtraffic

I am willing to believe that with recent measurements, 74 hours per year for an average commuter in DC is plausible in 2010, since that is just under 10 minutes each way each day for 225 work days per year. 10 minutes of delay on a 30 minute commute means the freeflow time on that commute (un-delayed, e.g. Sunday morning) was 20 minutes. This seems about right for the "average" commuter. Rush hour is when everyone has to slow down.

But this implies in 1982 that delay was less than 3 minutes a day per commuter each way. That seems unreasonably small when you think about it, I could have spent 3 minutes at a traffic light in DC at the time, and that certainly constitutes delay. They are saying for every person who had a 10 minute delay, 2 people had 0 delay to get an average 3 minute delay, and that is not the metropolitan Washington I was familiar with. Congestion was sufficiently important than that radio stations had regular traffic reports, and traffic helicopters, it was not something insignificant.


Of course this is impossible to fully validate, as we cannot go back in time and accurately measure speed. The best I could think of was using the Google NGram feature to track mention of some keywords in books. This proves nothing unfortunately, and suggests a small uptick in the word "traffic" in the 1990s, but is interesting none-the-less.

One however can imagine the motivation for wanting congestion to appear lower in the past than it actually was. This means congestion is rising faster, and thus creates a greater claim on the public weal than if congestion were always with us at roughly the same level.

Time and the City

We sometimes think of the city as a collection of objects in space that exist for the purpose of reducing the costs of human interaction. The city is also a collection of objects in time. Taking the long view, cities once did not exist (the time before the founding of the city), and eventually may not exist again. The list of abandoned cities is long, and will eventually, though this may sadden us, grow longer.

However the city also operates at shorter timeframes. There is the multi-decade cycle of infrastructure renewal and replacement. There is the multi-year (though random) cycle of sports team victories. There is the annual cycle of the city operating through the seasons, with winter and spring and summer and fall events. There is the daily cycle of flows of people into and out of the city.


NoofTravelers TBI00

Why do we see diurnal patterns of flows? Why is there a morning and afternoon peak, or rush hour? The answer is to ensure some set of people (peak commuters) are generally in the same place at the same time. And we do this to reduce inter-personal coordination costs. If we are generally in the same place, we don't need to pre-arrange meetings, we run into each other in the hallways, I can easily knock on your door, I see you on the sidewalk. Our temporal coordination costs drop. And even if we do need to pre-arrange, it is relatively simple. As I tell my students in class: "I am here because you are here, you are here because I am here." In contrast, if we are not generally in the same place, we do need to pre-arrange meetings, I will not randomly run into you. Our temporal coordination costs rise.

There are lots of people for whom the congestion costs of the peak outweigh benefits of organizing work on the "standard" schedule. Many people with shifts in workplaces that operate more than 8 hours a day (medical, police and fire, manufacturing, transportation, retail, some construction, media) travel in the off-peak. For some this is necessary (you don't want to change bus drivers in the middle of the peak), for others convenience (why travel at rush hour when it is unnecessary).

In the Central Time Zone, that peaking pattern is partially dictated by what happens on the East coast. People here go to work earlier than they otherwise would to ensure a greater overlap in time at work with those back East. Similarly, people involved in international trade may keep odd hours locally to coordinate with their customers or clients elsewhere in the world. In other parts of the world, schedules similarly adapt to the needs of trade, as well as local custom. In some places, work lasts until very late, but there are mid-day breaks.

This temporal coordination imposes the cost of increased loads on the transportation system, as people converge and diverge at the same time, requiring either more capacity or more crowding (and slower speeds). We could (and do) smooth the flows on transportation systems, encouraging peak spreading (some of which the market does by itself) through differentiated prices.


03 1 vonthunen

We can be spatially coordinated to reduce our scheduling costs, or we can be temporally coordinated so that we have lower space costs. The classic multi-purpose room in 1960s era Elementary schools, hot-desking, or shared parking between office, stadiums, retail, and churches are examples of a form of temporal coordination to share a scarce resource to reduce land and structure costs. Most temporal coordination though shares the scarce resource of the humans being on the same task at the same time, and thus requires more space. Typical cities provide both spatial and temporal coordination, putting people close together and having them do the same things at the same time.

Cities work to reduce temporal coordination costs, one of the many ways they enhance economies of agglomeration. But they do so by increasing spatial coordination costs. We cannot occupy the same latitude and longitude at the same time. If we want to do so, we must go vertical. This adds to the cost of construction. We do not have freedom to use our land any way we want to, we must share some rights to it, because society demands it. This diminishes our freedom of action.

One expects that improved information and communication technologies will reduce the need for in-person interaction, and we certainly see some of that. But reducing the call of the city does not eliminate it. So long as some physical interaction is required, cities of a form will emerge. The need for young men and young women of different genetic lines to somehow interact in person is one such call upon the pattern of the city.

Just as 200 years ago, the city was barely what it is today, 200 years from now, the city may differ again. Cities may return to being seasonal, like the classic Medieval trade fair. These once comprised entirely temporary structures, which gradually became permanent. Look at the Minnesota State Fairgrounds for a more recent example of the temporary becoming "permanent". Today we construct state fairs with permanent buildings, but world's fairs, which do not repeat annually, have temporary structures. While not made of paper mach´e, the buildings of Chicago's White City or even New York's 1963 World's Fair are largely gone. But the world's fair is a lot less significant than it once was.

If people lose their need for daily interaction, we should expect a thinning of the urban support system, less reliance on costly permanent infrastructure, and more reliance on the ad hoc. Humans will still require shelter, and those shelters may still cluster so long as transport still has costs, but we can easily imagine a world where advanced technology means we don't need to commute or shop more than weekly. And that means we don't need to live as close together. And with advanced driverless cars, even that burden (the need to focus on the task of driving) is lifted, enabling even more spread.

WALKABLE Dallas-Fort Worth: Why Grids Matter and We Should Recreate Them At All Cost (Strictly for the ROI):

"A dendritic system is defined by a branching structure that funnels movement in one direction. Whereas a conventional grid provides a multiplicity of routes. The key defining factor is choice. Think about this from where you live and you're on your way to work or to pick up the kids or to get a gallon of milk. How many routes can you take? What if there is a wreck along the way? How many different modes of travel are quick and convenient?

There is quite a bit of talk about the emergent nature of cities as complex systems, but few really understand the applicability to how we design our cities and the dynamics of the process. What we have to understand is that emergence implies a second level of organization that is largely beyond our control. Why? Because we can only 'design' the first level of organization, whether it is a building or a road. Because designers are only one person or group working on one problem. The second order of 'design' happens when everybody else decides how to use the system. That can't be designed en masse, only nudged in certain directions depending upon how well we understand the dynamics of this emergence."

If anyone was wondering why Google is interested in self-driving vehicles ... imagine the future as robot black cabs. The Next Web: London’s black cabs to get free high-speed WiFi hotspots from early 2013

Andrew has a nice, long-awaited post unlocking the Twin Cities street alphabets @ streets.mn: When You Plan, You Begin With A B C :

"I was driving through Uptown with a friend in 2004 when it hit me: these streets are in alphabetical order! As a visitor I was impressed by such orderliness; a month later I moved to Minneapolis (not because of the street names—or at least, not entirely because of them). I learned about the second alphabet while visiting friends in Linden Hills, but it wasn’t until several years later than some random Google Maps browsing revealed not two but eight (okay, maybe just 7 and 1/13th) sequences of alphabetically-ordered street names extending west from Aldrich. By this time I also knew of the presidential sequence in northeast Minneapolis, and more map browsing revealed some others."

The Genius of Dirt Roads

In City Journal, Brandon Fuller writes: The Genius of Dirt Roads :

"Angel writes that governments in the developing world, whose financial capacity is often limited, should focus on what may sound unglamorous: establishing an arterial grid of dirt roads throughout each city’s future territory, much as the commissioners did in Manhattan. The grid should connect to the city’s existing network of roads, of course, and it should cover an area that the city expects its future population growth to require. These arteries will one day carry public transportation and private traffic, and such infrastructure as water mains, sewers, storm drains, and telecommunications networks will follow their routes."

The grid has advantages and drawbacks. In Planning for Place and Plexus we write:

The morphology and queuing properties of the plexus (its supply and demand) ultimately determine both the efficiency of the network in moving people and the efficiency of the land use. Radial (hub-and-spoke) networks allow easy access to the center but create inconvenient sharply angled parcels. In contrast, 90-degree grids maximize travel times (for anyone traveling in a diagonal direction) but create efficient parcels. A major issue with network topology is the interconnectedness of the network. Interconnected networks, be they grid or radial in nature, enable and even encourage through traffic, while a tree-like network discourages that problem. The topology of the network, grid, radial, organic (curvilinear) or otherwise, affects its performance.

The regular grid (with occasional interruptions) is arguably the most common topology for cities. It has been employed in cities for millennia. In the United States, the most influential legislation affecting the morphology of roads was the Land Ordinance of 1785. In many respects, it laid the foundation for future land use-transportation policy by adopting the Public Land Survey System, creating townships and subdividing them into 36 sections of one square mile (259 hectares) and 144 quarter-sections of 0.25 square mile (65 hectares) each. Roads delineating each of the sections were referred to as “section roads.” Subsequently, many urbanizing areas continued to use the centerlines of those roads as the location of present day arterials; the arterial networks are often further broken down into a finer grid of blocks.

A key point that has not been generally considered is the flexibility that the uniform and undifferentiated mesh networks (termed “grids” here) provide to changes in land use. A uniform grid allows alternative spacing between activities, spacing that can change with economies of scale. For instance, consider retailing. As described in Chapter 9, many stores—especially grocery stores—have been getting larger, while their numbers have dropped. Many New Urbanists, who advocate small-scale neighborhood retail, bemoan this phenomenon. Suppose that economies of scale indicate that it is efficient for the average retail store of a certain kind to increase in size from 1,000 to 2,000 ft2 (93 to 186 m2). Previously there may have been one such store every 10 blocks (one for every 100 square blocks); now there can be one every 14 blocks (one for every 200 square blocks). A grid allows the flexibility for re- spacing while keeping nearly optimal size stores. ...

A tree network, in contrast, fails to provide such flexibility; a store can locate either at the neighborhood center, at the community center, or at the regional center; it can serve perhaps 5,000 people, 15,000 people, or 60,000 people. A store optimally sized to serve 10,000 people cannot be located at a consistent node level—or, if it is, it cannot be efficient. A firm may need to locate stores in some neighborhood centers and not others, causing people to go into other neighborhoods in some places.
Recognizing that grid-based road networks might not lend themselves to locations that were not situated on flat, featureless plains, designers introduced several variations. To conform to the contours of the land, Frederick Law Olmstead employed curving streets in many of his designs (e.g. Roland Park, Maryland). Permutations continued to evolve over the years, and the “loop” and “lollipop” designs became the standard in suburban settings

I think the idea of a particular network topology (grid vs. tree) depends a lot on the topography. Getting this right is important. The idea of laying something out in advance (Angel's main point), so that property rights and development can occur on that lattice, seems a very good one.

The Transportationist made Kottke's blog: What sort of town is Richard Scarry's Busytown?:

" From a planning and transportation professional, a deconstruction of Busytown, the fictional town that features in many of Richard Scarry's children's books, including What Do People Do All Day?, Busy, Busy Town, and my personal favorite, Cars and Trucks and Things That Go."
Scarry moved to Switzerland in 1968, and if nothing else, Swiss architecture permeates the old town center of What Do People Do All Day. The Town Hall of Busytown on the cover is nothing if not Tudor. There is a small gate through which a small car is driving. Something to note about the vehicles in Busytown is that they are all just the right size for the number of passengers they carry. The Bus on the cover is full, with a hanger-on. The taxi holds one driver in the front and one passenger in the rear. The police officer (Seargant Murphy) is riding a motorcycle. When he has a passenger, the motorcycle always has a sidecar. Similarly, each window in town has someone in it, sometimes more than one person. Of course, this is a busy town, so the activity makes sense. The cover of this includes the grocery store, butcher, and baker (no supermarkets in 1968 Busytown), one block in front of Town Hall. One thing to note about the Butcher is that he is a pig, and clearly butchering sausages.

It Can’t Happen Here | streets.mn

Now at streets.mn It Can’t Happen Here :

"Not only will we never see a hurricane, we have no risk of ever seeing a tornado, earthquake, flood, nuclear meltdown, nuclear war, frogs, locusts, plague, or fire. As a result, we do not need to prepare for any calamity, and should continue to act without thinking about how to prevent such outcomes, how to defend against them, how to mitigate them, or the costs of accepting them.

But humor me. As a thought experiment, what if we considered what some critical pieces of infrastructure, our dependence on them, and their redundancy."

Streetsblog on the HOV-only bridges and tunnels in NYC will really help buses: Bloomberg Announces Carpool Rule for Manhattan-Bound Drivers : "After a morning and afternoon when car traffic completely clogged NYC streets and river crossings, Mayor Bloomberg announced new restrictions for drivers entering Manhattan via bridges and tunnels on Thursday and Friday. On most crossings, only cars with three or more people will be allowed to enter Manhattan."

I hope Casual Carpooling takes off.

One Hundred Years of Land Values

One Hundred Years of Land Values - YouTube:

Gabriel Ahlfeldt lecturer at the London School of Economics, presents on the digital conversion of data derived from Olcott's Blue Books, the unique dataset of historical land values, land uses, building heights, and other information in Chicago and its suburbs, published annually between 1900 and 1990. The digitization project, which opens up new possibilities for statistical analysis of long-run adjustments in land values, involves using geographic information system (GIS) software to create a rectangular grid following Chicago's street pattern and produce a unique spatiotemporal dataset, providing insights into changes in the spatial structure of the city.

Linklist: July 6, 2012

Eric Jaffe @ The Atlantic Cities: Why Americans and Europeans Give Directions Differently

David Eagleman: Brain Time [Time perception]

Mickey Meece @ NY Times: Technology Makes Car-Pooling Safer and Easier

Linklist: July 4, 2012

Underground Utilities

Hopper

TelephonePoles

RoadInMaine

undergroundutilitybox

After a thunderstorm, I was disempowered for about 5 hours today. Certainly not the end of civilization, but perhaps its foreshadowing. A few moments ago, the power truck rolled down my alley, made some adjustment, and my house roared back to life. I have been re-empowered.

This raises the question, why are power lines still above ground?


Richard Layman sends me to this Electrical Industry discussion of the issue. My sense is they would be happy enough to put utilities underground so long as someone else pays. While underground utilities are less likely to fail due to storm, they may take longer to restore.


If electricity costs me about $0.10 an hour, ($2.40/ day, $876 year), then I would be willing to pay at least $0.10 to avoid an hour of blackout. In all likelihood, I would pay much more than that. In a typical year I am probably blacked out for 24 hours.

If converting to underground distribution cables for utilities costs $723,000 per mile (let's round to $750K, there is a very wide range of suburban costs of new distribution construction according to the report), and there are about 100 houses per linear mile (a convenient guess, 10 houses per block * 10 blocks per mile (at uniform density, assuming square lots, this implies a density of 10,000 houses per square mile of residentially developed area or 23,000 persons per square mile, which seems high, but we are ignoring areas that don't have houses as they don't need residentially-oriented electricity wires), and the line can serve two row of houses (i.e. it runs in the alley) the cost is about $3750 per customer.

I would need to avoid 1562 days of blackout at $0.10 per hour to justify this on blackout avoidance. (In other words, ignoring discounting, if I can avoid 1 blackout day per year, it would take 1562 years to pay back). Obviously I am probably willing to pay more (reducing the payback time), I might even pay $100 per blackout day in extreme cases (maybe the cost of a hotel stay), but that still requires a 37.5 year payback, which is far more than most people would be willing to tolerate. Given the differences in reliability between above and below ground, undergrounding is not economically justified as retrofit for the purposes of continuous electricity unless power outages get much worse.

There are other advantages. Aesthetics for one. And I think this is important, though everyone will weight this themselves. One study in Australia suggests that underground networks increases house prices by 2.9 percent. For an average house price of at least $129,310 this would mean it is worth at least $3750. Now it pays for itself. A stated preference survey by one of the same authors also in Canberra estimates value of $6883 per house.

James Fallows discusses electric infrastructure reliability in the wake of the derecho back east.

Derecho revealed dependencies

James Fallows @ The Atlantic: American Infrastructure Report: D.C. Storm Edition writes about the sad lack of resilience of America's Infrastructure after the recent derecho. My mom has electricity, my sister does not. Lot's of people say "cut your whining", people used to regularly suffer heat without air conditioning, etc.

This of course is true, people suffered worse in the past. A key point to remember is that in the past, the system had not become dependent on air conditioning, electricity, refrigeration, etc. (Or in the case of winter disasters, electric and gas heating, and cleared suburban roads). We abandoned a series of old adaptations in order to embrace new technology. We no longer have ice boxes with large blocks of ice keeping things cold, daily milkmen, front porches, supplies in the cellar, and so on. So by moving from that technological state, to a new one, we became dependent on the reliability of the material and energy flows of the new system. So when the new system fails, we are in a worse position than we were before it existed, as we don't have the more reliable, but less efficient systems of yore.

There is no easy solution. The best solution would be weather control.

Debunking the urban revival

David King debunks @ Getting from here to there: : Some Thoughts on City v. Suburban Growth:

Lots of media outlets are picking up the story first reported in the Wall Street Journal that cities are growing faster than suburbs. See herehere, and here for samples. A few things about these data that suggest we should interpret the results with caution. First, these are growth rates, not absolute numbers. Because central cities make up a minority share of regional population most population growth--by a lot--is happening in the suburbs. Consider Atlanta, the second faster growing city compared with its suburbs according to the chart at top. Atlanta has 432,427 people as of July 2011 and grew at 2.4%. The suburbs have 4,926,778 in July 2011 and grew at 1.3%. Here is the data source. This means that the metro growth was 74,426 for the year, 10,378 settled in Atlanta and 64,048 settled in the suburbs. In percentage terms, 14% of the growth happened in the central city and 86% happened in the suburbs. That doesn't suggest a sea change in attitude

I agree with David, it would be nice if it were true, but the evidence is not there.

Now at streets.mn: Notes on Walking about Harvard Square: ""

Linklist: April 26, 2012

Via AO: Rock, Paper, Shotgun: And Now The Game: A SimCity Preview :

"It extends to traffic as well, which also initially sounds more boring than a visit to the plywood factory with the lead singer of Keane, but has all manner of fascinating repercussions. When a new citizen moves into your city, they actually move in – removal van, arduous unloading of cardboard boxes, the lot. If your roads are narrow or busy, that big van parking up on the street might cause traffic to slow down or even gridlock in that area. Which isn’t necessarily a problem – this is modern living, right? But what if there’s a fire engine stuck in that traffic queue? And what if one of your buildings has just suffered an arson attack from one of the ‘personality’ NPCs who’s recently pitched up in town looking to cause trouble?"

Spatial Analysis: Sensing the City: Mapping London’s Population Flows [Lots of cool visualizations, some linked here before, some new].

Stephen Levy @ Wired: Can an Algorithm Write a Better News Story Than a Human Reporter? [Yes]

Linklist: April 17, 2012

ion: The Mathematical Proof that got a Physicist out of a Traffic Ticket

Schneier on Security: Hawley Channels His Inner Schneier [Former TSA Director seems to be reasonable, what gives?]

Tyler Cowan @ Marginal Revolution: The economics of Robert Caro :

"The Power Broker, by the way, is in my view one of the best non-fiction books ever, so read it if you don’t already know it."
[Agreed, I read it soon after my Riverside, New York-based Aunt Maitie, who was taking Urban Studies courses on the side, gave it to me along with Jane Jacobs when I was an ~11 year old wanna-be City Planner. In retrospect, it was probably the best (and certainly the longest) book I read in elementary school. Admittedly I did want to be Robert Moses, so my take differed from Caro. I read it again later and it made more sense. I assign the New Yorker-abridged version of the book to my graduate students. Jane Jacobs is good too.]

PC Mag: DARPA Seeking to Build (Friendly) Terminators:

" So what will the robot have to do? Quite a bit. For just one of the disaster challenges, DARPA anticipates that the robot will have to:

1. Drive a utility vehicle at the site.

2. Travel dismounted across rubble.

3. Remove debris blocking an entryway.

4. Open a door and enter a building.

5. Climb an industrial ladder and traverse an industrial walkway.

6. Use a power tool to break through a concrete panel.

7. Locate and close a valve near a leaking pipe.

8. Replace a component such as a cooling pump."

Kottke shows a very long Visualization of shipping routes from 1750 to 1855

Yglesias talks about private bike sharing service Splinster [whose site is unavailable]: Will Sharing Apps Make Physical Stuff Obsolete?:

"In a world where information is scarce it's often helpful to have lots of physical redundancy. If it's hard to find out the answer to the question "where's the closest X" then it pays off to stockpile as much stuff (cars, bikes, power tools, etc.) as possible in your garage. That way you know the answer is always "it's in the garage" and this information is valuable even though most of the stuff isn't being used at any given time. But as information grows more abundant, there's less and less need for physical redundancy:"

Linklist: April 16, 2012

Elon Musk to Jon Stewart: sustainable energy easier than making life "multi-planetary"

[But we won't switch quirky to sustainable energy, if such a thing really exists, so we really need to keep the off-planet option open]

San Jose Mercury News: Deal cut to give Menlo Park millions of dollars in exchange for Facebook expansion:

"To get Menlo Park's approval of its expansion plan, Facebook has agreed to pay the city millions of dollars in the coming years, seed a community fund with a $500,000 donation, sponsor internship and job training programs, support efforts to boost local businesses, back affordable housing and improve bike and pedestrian pathways. Those and other commitments are outlined in a proposed development agreement released by the city late Thursday. "While Facebook's obligations under the DA (development agreement) will be considerable, they build upon the most significant aspect of Facebook's move -- its commitment to building a stronger community and being a good neighbor," John Tenanes, Facebook's director of global real estate, wrote in a letter accompanying the term sheet."

[Social networks and infrastructure networks meet again]

Rohit T. Aggarwala discusses infrastructure: Fiscal Games Can’t Hide True Cost of U.S. Roads- Bloomberg:

"Chicago’s approach will probably bear some fruit because local governments face many problems of timing. A city government doesn’t have the cash to make building retrofits that will lower its energy bills, but future savings can pay back the loan and then some. A water utility whose rates are set to break even has expensive leaks, but no general-revenue bonding authority to fix them. A highway department wants to extend a toll road, but its capital budget is constrained. These are all problems that finance can solve because investment can unlock future revenue that can be shared with a lender.

Unfortunately, America’s most dire infrastructure problems are not like this. Most of them are like Pennsylvania’s 6,000 structurally deficient bridges. Replacing these won’t create new value, serve new traffic or generate new economic development, so financing has to come from existing income. And that’s a problem not of timing, but of wealth. Even if a replacement bridge can be financed through an infrastructure bank, the debt service on the loan has to be paid back with existing wealth."

[He says "replacing these won't create new value". Not replacing these (the default option) destroys value, so replacing them creates value that would otherwise not be there were they not created. The market may naively think these are permanent, but closing a few of these would quickly disabuse of it that notion. I think the author confuses income and wealth. If I have a steady stream of income, and I don't spend all of it, my wealth increases. The debt service would be paid by future income, not existing wealth, unless you have somehow speculatively capitalized income you don't already have.

As he notes, an infrastructure bank could be backed up by tolls on the new replacement bridges (really, it could, Washington State has put tolls on existing bridges to help build new ones), or gas tax revenue if politicians are too chicken to do that, or value capture on nearby landowners whose access would be maintained. I agree with the general point that user fees are preferred. ]

A really cool map of globalPopulation Density

Linklist: April 6, 2012

Via Greater Greater Washington: Animated history of the T:We have our animated history of Metrorail. Vanshnooken­raggen has created a similar animation showing Boston's T growing (and sometimes shrinking) over time.

[Of course, if you are interested in this stuff, see what we have done over here.]

Krista Nordback @ Vehicle for a Small Planet: Guest post: Adjusting for variation in bike counts.

NYTimes: Biking and Sexual Health in Women.

Linklist: March 26, 2012

| 1 Comment

PiPress: Mall of America plans $200 million expansion:

"that would add a second hotel, more retail space and a medical office tower at the megamall."

[Because it is not big enough already. Economies of agglomeration]

Strib: $100 million in flour power to transform Pillsbury A-Mill :

"Now, a robust rental market and an ambitious plan from a local developer could mean new life for the site. Dominium Co. plans to convert the complex into 255 rental apartments for low-income artists, including studios and performance spaces. The project will cost more than $100 million, making it one of the most expensive residential construction projects on the books in the Twin Cities."

[Maybe I misunderstand something, but why are we spending $392,000 per unit for low-income artists. Surely we can spend less to support low-income artists. It's not like we think low-income artists will pay $392K per unit, or will rent it for $4K per month. That is more expensive than my house. Low-income artists, like low-income non-artists, should be able to rent used housing in regular neighborhoods or industrial areas. I am suspicious that one can create an artists district, rather than having one emerge (as happened in NE Mpls or along University Avenue before the LRT priced the artists out). It's not like the preservation of the skin of the building somehow enhances the Twin Cities skyline. This is pseudo-presevationism at its worst.]

Reason supports privatizing the post, that is no surprise, but they dug up this "As Lysander Spooner, who challenged the government mail monopoly when he formed the American Letter Mail Company in 1844 noted in his essay, "The Unconstitutionality of the Laws of Congress, Prohibiting Private Mails,":

Universal experience attests that government establishments cannot keep pace with private enterprize in matters of business (and the transmission of letters is a mere matter of business.) . . . [Private enterprise] is constantly increasing its speed, and simplifying and cheapening its operations. But government functionaries, secure in the enjoyment of warm nests, large salaries, official honors and power, and presidential smiles . . . feel few quickening impulses to labor, and are altogether too independent and dignified personages to move at the speed that commercial interests require. . . . The consequence is, as we now see, that when a cumbrous, clumsy, expensive and dilatory government system is once established, it is nearly impossible to modify or materially improve it. Opening the business to rivalry and free competition, is the only way to get rid of the nuisance.

Lysander Spooner is one of those great Americans about whom you should read the wikipedia article. E.g. he was an ardent abolitionist who supported the right of the South to secede.

HuffPo: Tacocopter Aims To Deliver Tacos Using Unmanned Drone Helicopters:

"Look, up in the sky! It's a bird! It's a plane!

It's an unmanned drone helicopter shooting a taco from space down at you and your colleagues during lunchtime!"

Holian and Kahn: The Impact of Center City Economic and Cultural Vibrancy on Greenhouse Gas Emissions from Transportation. ... "vibrant downtown areas are associated with lower greenhouse gas (GHG) emissions from driving, and with greater public transit use."

We update Glaeser and Shaprio’s analysis using data from the 2000s. Unfortunately, the results do not bode well for dense cities, and by extension, the environment. While New York City grew by a little more than two percent, the population of Chicago fell by seven percent. We investigate the growth rates in over 1,000 cities in Section 1, and find that although density was not as bad for growth as it was in the 1980s, it was worse for growth than in the 1990s. Our results indicate that dense cities have quite a long way to go before we can say they are “back.”

...

When including our vibrancy measures, we find that downtowns with more hotels and more restaurants per capita are also associated with less driving.

...

Our findings with respect to the vibrancy-public transit connection show that places that have an educated downtown population, a low murder growth rate, and a high number of live-music performers are associated with higher public transit use.

Alexis Madrigal @ The Atlantic: Guess What's the Fastest-Adopted Gadget of the Last 50 Years:

"When we think about the great consumer electronics technologies of our time, the cellular phone probably springs to mind. If we go farther back, perhaps we'd pick the color television or the digital camera. But none of those products were adopted as fast by the American people as the boom box. "

Metafilter: Traffic jams without bottlenecks—experimental evidence for the physical mechanism of the formation of a jam :

"The mathematical theory behind shockwave traffic jams was developed more than 20 years ago using models that show jams appearing from nowhere on roads carrying their maximum capacity of free-flowing traffic - typically triggered by a single driver slowing down. After that first vehicle brakes, the driver behind must also slow, and a shockwave jam of bunching cars appears, traveling backwards through the traffic."


RebeccaRiots Rebecca Riots artists depiction Illustrated London News 1843 via wikipedia  http://en.wikipedia.org/wiki/File:RebeccaRiots.gif

The 2012 proposal by David Cameron to “privatize” UK roads, by contracting out management of the roads in exchange for a stipend of taxes (but notably not tolling existing roads, only new construction) (Watt, 2012) is interesting, and promises a short-term revenue fix (and possibly better managed roads) in exchange for less funds downstream. In Great Britain, after World War II public corporations managed most utilities (electricity, gas, water, and rail) while others remained within the public sector (post and telecommunications, roads). The Thatcher administration successfully privatized British Telecom in 1984 and other public utilities in subsequent years, including bus transit and some rail transit, but not roads. The government retained the power to regulate these natural monopoly industries.

In many countries, freeways are operated by private sector firms under a franchise or concession agreement with the government, which usually retains underlying ownership of the road (Daniels and Trebilcock, 1996; Poole, 1997; Poole Jr and Fixler Jr, 1987). As of 2004, more than 37 percent of motorway length in the EU25 plus Norway and Switzerland was under concession, and 75 percent of that was privately operated (Albalate et al., 2009).

There is even limited experience in the US with contracting operation of existing roads, which has not been without controversy, the most notable examples are the long-term leases of the Indiana Turnpike and Chicago Skyway (Samuel and Poole, 2005). New toll roads built and operated by private firms are much more widespread, and include the Dulles Greenway and Pocahantas Parkway in Virginia, the Adams Avenue Turnpike in Utah. This experience applies well to toll roads, and variants such as High Occupancy/Toll (HOT) lanes (Poole et al., 1999) and Truck-only Tollways (Samuel et al., 2002). California’s SR-91 median toll lines were privately built on public right-of-way, and later bought out by a public toll agency. Presently, the MnPass HOT lanes in Minnesota manage toll collection under a concession to private organizations. A large share of the few new limited-access roads built in the US have adopted the toll model, and more could follow suit (Fields et al., 2009; Poole and Samuel, 2006; Poole and Sugimoto, 1995; Staley and Moore, 2009).

Yet, most roads, and even most freeways, in the US are not toll roads. Strategies such as mileage-based user fees or vehicle mileage taxes, which replace and improve upon existing motor fuel taxes have been vetted, and may ultimately be implemented. But allocating funds to particular roads, while technologically straight-forward, may face resistance from privacy concerns.

There are technical solutions to privacy issues, but implementing these, in the face of the desire of security agencies to be able to track individuals, will be difficult. It may turn out with cameras, mobile phones, and other devices, we lose privacy about our whereabouts well before road pricing is implemented. The solution may be as Brin (1998) suggests a Transparent Society, where everyone can watch everyone, the state does not have a monopoly on monitoring. Based on historical experience (Levinson, 2002), implementing tolls on existing untolled roads is likely to be politically difficult and unpopular. A 2007 petition in the UK to then Prime Minister Tony Blair beseeched:

“The idea of tracking every vehicle at all times is sinister and wrong. Road pricing is already here with the high level of taxation on fuel. The more you travel the more tax you pay.

It will be an unfair tax on those who live apart from families and poorer people who will not be able to afford the high monthly costs.

Please Mr Blair forget about road pricing and concentrate on improving our roads to reduce congestion.”

– The petition, now closed, could previously be found at: http://petitions.number10.gov.uk/traveltax

This petition to scrap “the planned vehicle tracking and road pricing policy” was signed by more than 1.8 million UK residents by 2007, more than any other petition in history. It clearly has informed Cameron’s proposed policy.

Further the problem of rates differing by route (such as marginal cost prices, the theoretical ideal from a micro-economics perspective), would undoubtedly increase system complexity and distrust, with likely only small gains from system efficiency. Our best estimate from computer models is that moving from a user equilibrium solution, where each driver selfishly chooses his or her own route, to a system optimal solution where each driver chooses a route that is best for society is less than 5 percent reduction in total Vehicle Hours Traveled in the Twin Cities. This suggests the “price of anarchy” (the ratio of user equilibrium to system optimal travel times) is not large on real road networks, despite externalities such as congestion, and imperfect competition among roads. Much larger gains are to be had if travelers shifted to different times of day, but that need not be route-specific.

If the rates were set by private firms in an unregulated manner, monopoly links would have higher prices and be rightly perceived as exploiting their position. In a robust network, monopoly routes are scarce, often there are many viable paths between given origins and destinations, but local monopolies remain, especially on poorly designed, or geographically constrained networks. While there are innovative economic solutions it is likely that a disjoint system of too many road operators, in addition to being complex and unpopular, may be inefficient as economies of scale and network externalities are not fully realized.

Albalate et al. (2009) describe recent toll road privatizations as indicating a change in government intervention which sees “transitions from internal control on processes and inputs to external control on performance outputs.” Toll privatization results in an increase in price regulation. In Europe, privatization entails transfer of management and operation (through concessions) for a time period, while underlying asset ownership is retained by the government. It is widely observed in the public management literature that found that more agency autonomy is accompanied by an increase in external controls. Still focusing on the outputs (the performance measures) rather than on how those measures are achieved should, by decentralizing decision-making, produce a more efficient outcome.

Economic solutions to the monopoly problem include auctions for the privilege for operating routes which would allow the public to recover these monopoly profits, or reverse auctions where firms would bid to charge the lowest rate to operate the route. Future franchising such as Present-Value of Revenue (PVR) auctions may entice government agencies to reconsider the toll finance mechanism. The PVR auctions are similar to the so called Demsetz auctions (used in the Build-Operate-Transfer (BOT) approach) with the exception that private firms compete through bidding for the present value of toll revenue they want to obtain from the project. In this way, the consequences of these auction are: no renegotiations (franchise terms are lengthened or shortened to meet bid PVR); no special clauses such as competition (the governments may build additional competing infrastructure projects because of previous consequence); incorporated buyout option (private firms receive their PVR bid, and governments acquire the infrastructure without bargaining behavior); and others. However, disadvantages of PVR auctions include: no incentives to increase demand (if demand increases it shortens the franchise term), and thus projects that require higher service quality may not be appropriate for PVR auctions (Engel et al., 2006).

A model that has been insufficiently explored in the US is that of public utilities. Many utilities share with transportation systems the characteristic of having a networked structure. Most, if not all, of these utilities are operated on the basis of a payment-for-use system. Utility pricing varies regionally, some locales vary prices by time of day, and users often have the option of choosing different rate plans. These models are never strict marginal cost pricing, but they may improve upon average cost pricing. There are strong parallels between public utilities and transportation services, though some differences exist in the nature of the services consumed, the role of technology, and the structure of institutions and decision making (Hillsman, 1995).

Water faces similar difficulties to transportation in the ambiguity of appropriate property rights. Institutional reforms began in the 20th century to better allocate water resources and to improve the efficiency of water use. The perspective of water changed from being perceived as a free good to a scarce economic good took place around the world (Saleth and Dinar, 2004). Institutional reforms differ by political setting and social environment (Saleth and Dinar, 1999), who observed that decentralization (from central to state and municipal governments) took place in Mexico, Brazil, while corporatization and privatization occurred in Chile, Brazil, France, United Kingdom, Australia, and New Zealand, among others.

Hillsman (1995) suggests four categories in which utilities have developed to manage demand:


  • Altering infrastructure,

  • Packaging services,

  • Substituting technologies, and

  • Changing the price of service.

Transportation agencies have considered all of these, but implemented them weakly. In reverse order: Prices are largely invariant, technological (modal substitutions) are not viable for most passenger or freight users, bundling and packaging of services is not considered when looking at pricing, and infrastructure is hidebound to engineering standards, and difficult to modify. One could easily imagine more creativity on the part of road providers in all of these aspects. The constraints on the application of creativity are due to the engineering culture in a public agency, where risk-taking is discouraged if not punished, and certainly never rewarded.

With some modification, it seems possible to transfer the utility model of governance to road transportation. This model separates the organization delivering the service from the client, is subject to rate regulation, and implements a more direct, user-pays system of financing. This model could depoliticize management of the existing transportation system. Whether rate regulation is in fact economically necessary is the subject of debate; for instance Stigler and Friedland (1962) argue there is no difference in prices in the electrical sector due to regulation, because electricity is competitive with other energy sources in the long run. One expects from experience with other utilities, toll roads, and road concessions in other countries that it would be politically necessary to have some public guarantee of an upper bound on the rates a road utility could charge, as provided by a regulatory agency. The risk is that an upper bound on revenue would be too tight, resulting in financial losses (and one of the causes of municipal takeover), as occurred in the then private mass transit sector throughout in the US in the early to mid 20th century.

Such a system would transform but not replace public highway or transportation authorities as the party responsible for providing and maintaining roads. One example of a transportation system that has transitioned to more of a utility-based model is the road authority in New Zealand (Starkie, 1988). This system was designed to be self-financing, with what was originally called the National Roads Board allocating charges among users on the basis of costs incurred. Three types of costs were identified: load-related costs, capacity-related costs, and driver-related costs (covering signing and other costs not related directly to road use).

There are other elements of costs not included, such as access costs (the cost of accessing the network from land and the cost of a connected network, which can be separated from capacity costs (related to the width of the roadway), and load costs (related to the thickness of the roadway), and environmental costs (both how the system deteriorates due to weathering independent of use, and how the environment is degraded due to use).

Vehicles are split into two classes on the basis of weight, with vehicles less than 3.5 tonnes paying a charge in the form of a fuel tax. In the US, Oregon has a weight-mile tax for heavy trucks. Heavier vehicles pay a distance license fee, which is essentially a form of weight-distance tax. Such a system is relatively straightforward and requires minimal new technology, leading to low collection costs compared with most proposed road pricing systems. (Newbery and Santos, 1999) have also estimated the costs and relevant charges for a similar, though hypothetical, system of user charges for the UK.

These types of road user charging schemes contrast with user charges based on a mileage tax concept utilizing GPS systems (Forkenbrock, 2008). There are a variety of potential technologies for assessing mileage taxes, most use GPS (or an equivalent such as cellphone triangulation) to identify location, since one of the advantages of these types of systems is the ability to charge different rates for different locations (city vs. country, freeway vs. local street, congested vs. uncongested road). GPS receivers do not normally transmit information. GPS-equipped vehicles can log the vehicle location internal to the vehicle. Some additional communication technology, which might report a reduced form of information (e.g. total amount owed) would be used to complete the transaction. For instance, a pilot study in Oregon (Zhang et al., 2009) had a chip in the vehicle log distance traveled by zone (an aggregated version of location) and time of day, without storing the precise location. The chip only reported to the external source the total charge owed, calculated by an onboard algorithm. So no detailed tracking information was shared. Simpler technologies such as a mileage based user fee would simply record the odometer reading, but this would not allow differentiation by time of day or location.

While the road user charging concept remains an attractive prospect, its application may still be many years away due to a combination of privacy concerns, implementation and transaction cost issues (Levinson and Odlyzko, 2008), and technological development issues. Some of these concerns might be obviated under a different governance structure, where it was neither the legislative nor executive branch of government making these decisions. Public utilities have a “mean level of trust” of 42%, (Jenkins-Smith and Herron, 2004), which is much higher than the trust in the federal government, which hovers in the 20% range (Pew Research Center for the People and the Press, 2010). Dynamic pricing, as suggested for toll roads, significantly reduces consumer’s trust in an organization (Garbarino and Lee, 2003), as prices are no longer predictable and feelings of price gouging take place. Other US surveys suggest that the public feels dedicating the gas tax to transportation (hypothecation in the British jargon) would be a good idea. Of course this already occurs in most states and at the federal level, the public just does not realize it, and the political debate does not help. Hypothecation does not occur in localities, where roads are in fact funded out of general revenue, typically property taxes.

The discussions of road pricing for financing and congestion management in the US are still largely under the guise of existing institutions doing the pricing. To date, this has essentially been a non-starter. Perhaps with institutional reforms, reconfiguring state and local DOTs as public utilities rather than departments of state and local government, the logic the public applies to roads will change, from one of a public service paid by the pot of general revenue to a fee-for-service proposition paid for by direct user charges.

References

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Daniels, R. and Trebilcock, M. (1996). Private provision of public infrastructure: An organizational analysis of the next privatization frontier. University of Toronto Law Journal, 46(3):375–426.

Engel, E., Fischer, R., and Galetovic, A. (2006). Privatizing highways in the united states. Review of Industrial Organization, 29(1):27–53.

Fields, G., Hartgen, D., Moore, A., and Poole, R. (2009). Relieving congestion by adding road capacity and tolling. International Journal of Sustainable Transportation, 3(5):360–372.

Forkenbrock, D. (2008). Policy Options for Varying Mileage-Based Road User Charges. Transportation Research Record: Journal of the Transportation Research Board, 2079(-1):29–36.

Garbarino, E. and Lee, O. (2003). Dynamic pricing in internet retail: effects on consumer trust. Psychology and Marketing, 20(6):495–513.

Hillsman, E. (1995). Transportation DSM: building on electric utility experience. Utilities Policy, 5(3-4):237–249.

Jenkins-Smith, H. and Herron, K. (2004). A Decade of Trends in Public Views on Security: U.S. National Security Surveys 1993-2003.

Levinson, D. (2002). Financing transportation networks. Edward Elgar.

Levinson, D. and Odlyzko, A. (2008). Too expensive to meter: The influence of transaction costs in transportation and communication. Philosophical Transactions of the Royal Society A: Mathematical, Physical and Engineering Sciences, 366(1872):2033.

Newbery, D. and Santos, G. (1999). Road taxes, road user charges and earmarking. Fiscal Studies, 20(2):103–132.

Pew Research Center for the People and the Press (2010). Public Trust in Government: 1958-2010.

Poole, R. (1997). Privatization: A new transportation paradigm. Annals of the American Academy of Political and Social Science, 553:94–105.

Poole, R., Orski, C., and Institute, R. P. P. (1999). HOT networks: A new plan for congestion relief and better transit. Reason Public Policy Institute.

Poole, R. and Samuel, P. (2006). The return of private toll roads. Public roads, 69(5):38.

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of institutions and performance. Edward Elgar Pub.

Samuel, P. and Poole, R. (2005). Should States Sell Their Toll Roads? Reason Public Policy Institute.

Samuel, P., Poole, R., and Holguin-Veras, J. (2002). Toll truckways: A new path toward safer and more efficient freight transportation. Reason Public Policy Institute.

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Starkie, D. (1988). The New Zealand road charging system. Journal of Transport Economics and Policy, 22(2):239–245.

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Watt, N. (2012). David Cameron unveils plan to sell off the roads: Sovereign wealth funds to be allowed to lease motorways in England, says prime minister. The Guardian Newspaper, Sunday 18 March 2012.

Zhang, L., McMullen, B., Valluri, D., and Nakahara, K. (2009). Vehicle mileage fee on income and spatial equity. Transportation Research Record: Journal of the Transportation Research Board, 2115(-1):110–118.

Jessica Schoner just received an honorable mention from APA's Transportation Planning Division for her paper (which was a class term paper (technically 2 term papers), not a thesis or dissertation!): Shifting Gears: A cross-regional analysis of bicycle facility networks and ridership. A Reviewer said: "Of all the years doing this contest this is by far the best on bicycling I've seen." If you care about network structure, or about travel behavior, or about bicycles, read it.

Linklist: March 16, 2012

Two related points, the first from Pedestrian Observations in Surreptitious Underfunding Not all "transit" funding is really for transit and the second from Getting Around Minneapolis in Do Bloomington, don’t mind the Pedestrian Barriers Not all "pedestrian" funding is really for pedestrians.

Two related points from San Francisco, where land is scarce: Wired: Scoot Bringing Zipcar-like Electric Scooters to San Francisco and NY Times: Program Aims to Make the Streets of San Francisco Easier to Park On [It is easier to park because it is more expensive, so fewer people do so for as long, instead they rent electric scooters, which won't require a full standard parking space. Are the parking meters equipped to handle electric scooters? ]

Finally, Aaron Renn in Newgeography.com points out The Sorry State of American Transport

David Levinson

Network Reliability in Practice

Evolving Transportation Networks

Place and Plexus

The Transportation Experience

Access to Destinations

Assessing the Benefits and Costs of Intelligent Transportation Systems

Financing Transportation Networks

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